Adviser Alliance, LLC

Adviser Alliance, LLC provides discretionary investment management to individuals and certain entities through independent contractor investment adviser representatives. The firm reports about $5.9 million in discretionary assets across roughly 28 client relationships and operates with two advisors while supporting multiple client accounts through third‑party platforms.

The firm gathers client financial information and risk tolerances and implements managed portfolios that may include equities, debt securities, mutual funds, ETFs, and variable annuity sub‑accounts; it typically delegates billing and platform services to a third‑party provider (Envestnet) and requires clients to direct brokerage to a designated custodian. AALLC may act as a solicitor for other managers in some cases and commonly uses block trading and discretionary authority to execute investment decisions.

Noteworthy features relative to peers include operating five or more offices despite modest AUM and a small client base, and an explicitly non‑HNW client profile (the firm indicates it does not serve high‑net‑worth individuals). The firm also discloses that many IARs are independently licensed to sell non‑securities insurance products (creating potential commission conflicts that are disclosed), that it does not vote client proxies, and that it relies on third‑party managers and custodial arrangements for portfolio implementation and fee billing.