Advice & Planning Services LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$169,924,873
Total clients
353
29% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
353
Average account size
$481,374
About
This independent, single-advisor firm provides ongoing portfolio management and financial planning to individual and high‑net‑worth clients. It prepares an Investment Policy Statement for each client and advises across mutual funds, equities, fixed income, real estate funds (including REITs) and ETFs, with the firm indicating it primarily recommends ETFs for a majority of clients.
The firm’s investment process combines modern portfolio theory and a long‑term trading orientation with multiple methods of analysis (charting, fundamental, technical, cyclical and quantitative) to match portfolios to client goals and documented risk tolerances. Accounts are managed on both a discretionary and non‑discretionary basis, reviewed at least quarterly, and the adviser seeks best execution while using institutional custodian services for trading, reporting and fee processing.
Noteworthy aspects include that the adviser also operates as a registered representative of a broker‑dealer and is licensed to sell insurance products; the brochure discloses that commissionable sales may be offered and that such conflicts are documented for clients. The firm also manages an unusually large number of client relationships for a solo adviser and participates in an institutional custodian program that provides research, trading and soft‑dollar benefits.
Client services
Fee options
Fixed financial planning fees between $1,500 and $5,000
$100,000 - $250,000: 1.05% $250,001 - $500,000: 0.95% $500,001 - $1,000,000: 0.85% $1,000,001 - $2,000,000: 0.75% $2,000,001+: 0.65%
Account minimum: $100,000
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Advice & Planning Services LLC
10 North 4 Th Street, Suite 100
Youngwood PA 15697, United States
Number of offices
1
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