Advanced Financial Strategists Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$60,628,903
Total clients
47
28% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
47
Average account size
$1,289,977
About
Advanced Financial Strategists provides comprehensive investment management to individuals (including high-net-worth clients), closely held corporations, trusts, estates, and other business entities. The firm reports about $60.6 million in assets under management across discretionary and non-discretionary accounts for a relatively small client base, indicating a higher-than-typical assets-per-client concentration.
The firm combines Modern Portfolio Theory and an “Efficient Frontier” framework with both buy-and-hold and shorter-term allocation shifts, and it uses quantitative screening tools to evaluate active managers and individual equity candidates. Portfolio construction emphasizes tax-aware practices—such as tolerance-based rebalancing to avoid short-term taxable events—and a mix of equities, ETFs, fixed income, and mutual funds tailored to client objectives.
Compared with many solo independent advisers, the firm’s mix of a modest client count with multi-million-dollar AUM, use of institutional-grade screening software, and access to custodial “soft dollar” services (recommended custodian services include institutional resources and some bundled benefits) are notable. The firm is fee-only (no commissions or performance fees), does not accept proxy voting authority, and is led by a principal with accounting and fiduciary credentials and a long operating history.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Tax-loss harvesting
Fee options
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000+: 0.50%
Fee-only: Fees calculated as a percentage of assets under management, billed quarterly in arrears; no commissions or 12b-1 fees accepted.
Most active in
Advanced Financial Strategists Inc has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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