ADS Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,400,000
Clients
55
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
55
HighAverage account size
$280,000
About
ADS Wealth Management is a single‑advisor independent firm that provides portfolio management and financial planning services to individuals and high‑net‑worth individuals, reporting about $15.4 million in assets under management across roughly 55 clients. In addition to ongoing investment management and written Investment Policy Statements, the firm offers subscription‑style advisory programs and conducts financial seminars, and its representatives may also assist clients with insurance and annuity products.
The firm’s analysis toolbox includes fundamental and technical methods, charting and cyclical analysis, and modern portfolio theory, and it employs both long‑ and short‑term trading approaches as appropriate; client objectives and risk tolerance are documented in an Investment Policy Statement. Although the brochure indicates the firm may seek discretionary authority, its reported assets are held non‑discretionary, so clients typically retain final trading approval.
Distinctive aspects noted in the brochure are the formal subscription engagement option and the practice of holding seminars—services that are uncommon among solo independent advisers—and the firm principal’s status as a licensed insurance agent, which can lead to commissionable insurance or annuity recommendations (a conflict the firm discloses). The combination of a small, solo practice with primarily non‑discretionary assets and an active insurance‑sales relationship distinguishes the firm’s service model from many peers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Annuities
Fee options
$0 - $500,000: 1.25% $500,001 - $1,500,000: 1.00% $1,500,001 - $2,500,000: 0.80% $2,500,001 - $4,000,000: 0.60% $4,000,001+: 0.50%
Commissions received when selling insurance, annuities or securities products as licensed insurance agent or registered representative, in addition to advisory fees.
Subscription-based engagements with monthly fees: Silver $150/month, Gold $325/month, Platinum $500/month.
Fee-only: Financial planning fees negotiable, generally range from $500 to $25,000; Financial seminars fees generally range from $35 to $200 per attendee; Subscription-based engagements monthly fees: Silver $150/month, Gold $325/month, Platinum $500/month.
Main office location
ADS Wealth Management LLC
3000 Riverchase Galleria, Suite 950
Hoover AL 35244, United States
Number of offices
1
Most active in
ADS Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Alabama · Florida · Georgia · Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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