Adriatic Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,613,592
Clients
20
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
LowAverage account size
$130,680
About
Adriatic Wealth Management LLC provides portfolio management and pension consulting to individuals and a small set of institutional clients, including pension and profit‑sharing plans, banks, and investment companies. Services described in the brochure include individualized Investment Policy Statements, ongoing discretionary and non‑discretionary portfolio management, and pension plan support such as written plan development and manager selection.
The firm’s investment process is IPS‑driven with at least quarterly reviews and direct management of client assets rather than use of third‑party advisers. Methods of analysis listed include charting, fundamental, quantitative, and technical approaches, and the firm may employ a range of strategies — including long‑ and short‑term trading, margin, options, ETFs and private placements — tailored to client objectives and risk tolerances.
What is distinctive is the combination of a small, boutique client base with explicit pension‑consulting capabilities (including recommending managers and monitoring plan investments), a service offering that is uncommon among independent solo advisers. The brochure also notes operational practices that differ from many peers — managing all assets in‑house, potential receipt of soft‑dollar benefits from brokers, and not aggregating trades across multiple client accounts — factors that can influence execution, research access, and account administration.
Client services
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Fee options
$0 - $49,999: 1.50% $50,000 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.60%
Account minimum: $50,000
Main office location
Adriatic Wealth Management LLC
14 Betmarlea Rd
Norwalk CT 06850, United States
Number of offices
1
Most active in
Adriatic Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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