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ADC Wealth Management, LLC

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Client assets under management

$197,771,029

Clients

90

34% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

45

Typical

Average account size

$2,197,456

About

ADC Wealth Management provides portfolio management and financial planning primarily for individual and high-net-worth clients, and also works with pension and profit-sharing plans. The firm reports about $206.1 million in assets under management across roughly 90 client relationships and operates with two advisors.

ADC develops client-specific Investment Policy Statements and applies a mix of fundamental, technical, charting, and cyclical analysis to implement long- and short-term trading strategies. It also engages in options writing and other derivatives strategies while managing the bulk of assets on a non-discretionary basis, so clients generally retain trade authority within agreed guidelines.

What is distinctive for a firm of this size is the documented use of derivatives and options-writing (including covered, uncovered, and spreading strategies) in separately managed accounts, an approach that is relatively uncommon among peers. The brochure also notes that ADC permits client-directed brokerage and can aggregate trades across accounts, and its reported AUM is almost entirely non-discretionary despite offering both discretionary and non-discretionary services in its advisory contract.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies

Fee options

Fixed

$3,000 (fixed fee for financial planning)

Percentage

1.25% annually

Main office location

ADC Wealth Management, LLC

30 D Broadway, Suite 200

Massapequa NY 11758, United States

Number of offices

1

Most active in

Florida · Massachusetts · New York · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

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