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Adaptation Financial Advisors Inc.

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Client assets under management

$233,603,057

Clients

690

8% high-net worth

Advisors

3

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

230

Very High

Average account size

$338,555

About

Adaptation Financial Advisors Inc. provides discretionary and non‑discretionary portfolio and wealth management, financial planning, retirement plan consulting, and related services to individuals, high‑net‑worth clients, families, trusts, estates, charitable organizations, and employer‑sponsored plans; as of December 31, 2025 it reported approximately $233.6 million in discretionary assets under management and serves roughly 690 clients through a three‑advisor team. The firm manages individual portfolios (including allocations within variable annuities and 529 plans) and acts as an investment manager and sponsor of a wrap‑fee program.

The firm begins engagements with a holistic review of each client’s financial situation to design tailored investment plans and provides ongoing monitoring, rebalancing, and periodic account reviews. Implementation may include direct portfolio management, use of third‑party sub‑advisors, and program‑based solutions available through the WealthPort platform (including CAAP and UMA options), with advisory agreements specifying discretionary or non‑discretionary authority.

Relative to many supported peers, Adaptation Financial’s sponsorship of a wrap‑fee program and participation in CIRA’s WealthPort programs are uncommon features that shape how execution, custody, and model strategies are delivered. The firm also offers investment‑focused seminars and workshops and discloses affiliations with an insurance agency and dual registrations with a broker‑dealer and an affiliated investment adviser—arrangements identified in the brochure as potential conflicts of interest that the firm manages through disclosure and policies.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Financial planning fixed fees ranging from $500 to $25,000

Percentage

$0 - $500,000: 1.75% $500,001 - $750,000: 1.50% $750,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.85% $3,000,001 - $4,000,000: 0.60% $4,000,001+: Negotiable

Commissions

Advisory Representatives may receive commissions for sale of securities and insurance products separately from advisory fees

Project-based

$75 to $500 per hour for financial planning; $350 per hour for retirement plan consulting

Other

Account minimum: $40,000 Fee-only: Fixed fees ranging from $500 to $25,000 depending on complexity; hourly fees from $75 to $500 per hour; retirement plan consulting hourly fee $350 per hour; seminar fees $0 to $250

Main office location

Adaptation Financial Advisors Inc.

700 Cedar Lake Blvd

Oklahoma City OK 73114, United States

Number of offices

3

Most active in

More info

Florida · Iowa · Louisiana · Nebraska · Ohio · Oklahoma · South Carolina · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 972-774-0700

Advisors at this firm

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user avatar

Johnny B

Series 66

Westerville, OH

Adaptation Financial Advisors Inc.

Johnny Berry is a financial advisor with Adaptation Financial Advisors Inc. in Westerville, OH, holding a Series 66 designation and bringing eight years of industry experience. His prior roles include positions at Cambridge Investment Research, Morgan Stanley, Bank of America, Merrill, and ARB Services. Outside of advising, he is the sole member of 5 Star Capital LLC, a company managing a residential property. Adaptation Financial Advisors serves individuals and families, including high net worth clients, as well as pension plans, trusts, estates, private businesses, and charitable organizations. The firm offers comprehensive financial planning and portfolio management with a tailored approach that incorporates multiple analysis methods and participation in specialized wrap-fee and co-advisory programs.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Ashton N

Series 66

Oklahoma City, OK

Adaptation Financial Advisors Inc.

Ashton Niemann is a financial advisor at Adaptation Financial Advisors Inc. in Houston, TX, holding a Series 66 credential with three years of industry experience. His prior work includes roles at MDK Financial Group Inc. and Cambridge Investment Research, Inc. He is also active as an independent insurance agent for various companies. Adaptation Financial Advisors serves individuals and families, including high net worth clients, as well as pension and profit-sharing plans, trusts, estates, private businesses, and charitable organizations. The firm offers comprehensive financial planning, portfolio and wealth management, and retirement plan consulting, utilizing a combination of fundamental, technical, charting, and cyclical analysis methods tailored to client objectives and risk profiles.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Shanon M

Series 63, Series 65

Oklahoma City, OK

Adaptation Financial Advisors Inc.

Shanon Mc Cune is a financial advisor at Adaptation Financial Advisors Inc. with Series 63 and Series 65 licenses and three years of industry experience. Prior to joining Adaptation Financial, Mc Cune worked at Cambridge Investment Research, Inc. Since 2022, Mc Cune has also been a licensed insurance producer and serves as a notary. Adaptation Financial Advisors serves individuals and families, including high net worth clients, as well as pension and profit-sharing plans, trusts, estates, private businesses, and charitable organizations. The firm offers tailored portfolio and wealth management, comprehensive financial planning, and retirement plan consulting, employing a variety of analysis methods and managing wrap-fee program accounts and co-advisory services on the Cambridge-sponsored WealthPort platform.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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