Adams Ashby Financial Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$479,817,614
Total clients
40
70% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
20
Average account size
$11,995,440
About
Adams Ashby Financial Advisors provides comprehensive portfolio management and pension consulting to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm reports roughly $479.8 million in regulatory assets under management and delivers individualized investment recommendations that may include exchange-traded funds, mutual funds, individual stocks, and bonds.
The firm typically manages accounts on a discretionary basis, conducting at least quarterly reviews and rebalancing as needed while employing a mix of fundamental, technical and cyclical analysis. Its stated strategies span long- and short-term purchases, active trading, short sales, margin borrowing, and options transactions, and it documents regular client meetings and portfolio oversight in its advisory process.
What is distinctive is the scale of assets relative to its adviser team: the firm manages a large pool of assets with a small advisory staff and a modest client roster, indicating a concentration of larger, relationship-driven accounts. The brochure also discloses that a firm principal holds CPA credentials (although accounting services are not offered to clients) and that the firm uses margin and derivative instruments in client accounts, practices that are less common among similar supported firms.
Client services
Expertise
Fee options
1.25% annually
Main office location
Adams Ashby Financial Advisors
3508 Cody Way, Suite 100
Sacramento CA 95864, United States
Number of offices
2
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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