A
Adam Doty Company
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$672,800
Total clients
2
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
2
Average account size
$336,400
About
The firm provides discretionary asset management and ongoing portfolio supervision for individual clients as a solo-registered advisory practice. As disclosed in its brochure, it manages roughly $672,800 across two client accounts and implements trading authority when clients grant written authorization.
Its investment process incorporates technical analysis and an income-oriented strategy, with recommendations tailored to each client’s Investment Policy Statement and any client-imposed restrictions. The firm also uses a Retirement Plan M.A.P. framework called the Safety First System, which applies a set of 36 algorithms to determine allocations based on current market characteristics aligned with the Market Adaptive Hypothesis.
Distinctive features include the firm’s very small scale—a single principal serving a two-client roster—which may influence capacity and operational practices compared with larger advisors. The principal also spends notable time (about 12%) on an educational Retirement Plan Market Adaptive Portfolios website, and the firm does not vote client proxies, leaving proxy voting to clients.
Client services
Portfolio management
Expertise
Income planning
Passive / index investing
Fee options
1.00% annually
Main office location
Adam Doty Company
Waco TX, United States
Number of offices
1
Most active in
Adam Doty Company has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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