Active Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$75,406,765
Total clients
21
62% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
21
Average account size
$3,590,798
About
Active Wealth Advisors is an SEC-registered independent investment adviser that provides tailored investment management to individuals and a range of institutional clients. The firm’s brochure lists services for individual and high-net-worth clients alongside 401(k) plans, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations.
The firm describes a goals-based, disciplined process that uses fundamental analysis, modern portfolio theory, and sector rotation to construct diversified portfolios across mutual funds, ETFs, individual equities, and fixed income; portfolios are reviewed monthly and at least annually. Active Wealth Advisors offers both discretionary and non-discretionary account arrangements and notes in its disclosure that non-discretionary clients may face delayed executions and potential price deterioration.
Compared with many independent advisers, the firm’s client mix explicitly includes multiple types of institutional and corporate clients—pension plans, charitable organizations, and business entities—which is less common for firms of this category. The brochure also discloses that the firm recommends Interactive Brokers as custodian, receives research and technology benefits through that relationship, and reported $14,499,000 in regulatory assets under management on its initial ADV filing.
Client services
Portfolio management
Expertise
Active portfolio management
Wealth management
Fee options
$0 - $500,000: 1.50% $500,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
Account minimum: $500,000 (may be waived at discretion)
Main office location
Active Wealth Advisors
577 Chestnut Ridge Road
Woodcliff Lake NJ 07677, United States
Number of offices
1
Most active in
Active Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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