ACP Investment Management

ACP Investment Management is a newly formed SEC-registered adviser offering discretionary investment management, financial planning, hourly consulting, and pension consulting to a mix of clients that include pension and profit-sharing plans, pooled vehicles, charities, corporations and individual investors. The firm reports $131,872,386 in discretionary assets under management and serves about 152 clients through three advisors, and it provides client accounts via open-architecture platforms including LPL’s Strategic Wealth Management and certain LPL-sponsored wrap fee programs.

Advisors at ACP construct tailored portfolios using individual equities and bonds, ETFs, options, mutual funds, and may allocate to third‑party money managers; portfolios are monitored and rebalanced regularly and fees are typically charged as a percentage of AUM. The firm also provides employer retirement-plan services ranging from plan‑level fiduciary consulting (IPS, DIA/QDIA selection, service‑provider oversight) to participant‑level discretionary advice, and it acknowledges ERISA fiduciary responsibilities when recommending rollovers or managing participant assets.

Compared with many small advisory firms that concentrate primarily on individual household wealth management, ACP places notable emphasis on retirement plan consulting and ERISA‑specific services, including participant advisory capabilities under ERISA Section 3(38). The firm is structured as a Wyoming LLC owned equally by two LLCs, is in its first annual ADV update, and operates with dual‑registration and insurance agency arrangements for some IARs and access to LPL’s hybrid platform—features the firm discloses as potential conflicts and which shape its service model.