A
Ace Wealth Management, llc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,777,425
Total clients
20
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$588,871
About
ACE Wealth Management, LLC advises individual and high‑net‑worth clients and also serves pension and profit‑sharing plans, managing roughly $11.8 million across about 20 client relationships. The firm provides ongoing portfolio management with individualized Investment Policy Statements, directs clients to mutual and closed‑end funds, and offers financial planning as a complimentary service to advisory clients; its representatives are also licensed insurance producers and may offer commissionable insurance products.
Investment decisions are based on client‑specific IPS documents and may be managed on a discretionary basis, drawing on fundamental and technical analysis and third‑party research. The firm employs a range of strategies — including long‑ and short‑term trading, margin use, and options writing (including uncovered positions) — and requires clients to use its recommended custodian while receiving certain soft‑dollar research benefits.
Notably, ACE’s combination of pension/profit‑sharing plan work and active insurance‑producer activity is less common among peers and introduces potential conflicts the firm discloses when recommending commissionable products. The firm also collects advisory fees by direct withdrawal (resulting in custody under its procedures), does not accept performance‑based fees or participate in wrap programs, and maintains a small, concentrated client roster that the brochure indicates is reviewed on an ongoing basis.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $500,000: 1.50% $500,000 - $1,000,000: 1.25% $1,000,000+: 1.00%
Account minimum: $100,000
Main office location
Ace Wealth Management, llc
Coatesville PA, United States
Number of offices
1
Most active in
Ace Wealth Management, llc has reported serving >5 clients in these states in the last 12 months.
Delaware · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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