A
Account Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$80,399,688
Clients
17
100% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
Very LowAverage account size
$4,729,393
About
Account Management, LLC provides discretionary investment advisory services to a small number of high‑net‑worth individuals, families, trusts, foundations, and endowments. The firm reports roughly $106 million in regulatory assets under management across about 17 client accounts and is compensated primarily through asset‑based advisory fees.
The firm’s investment process combines fundamental and technical analysis and is focused primarily on public North American equities, favoring positions the adviser views as stable, growing enterprises for capital appreciation. It may also utilize a wider set of instruments — including options and derivatives, private equity analysis, and oil & gas limited partnerships — while generally avoiding margin or leverage and coordinating with clients’ other service providers.
Noteworthy aspects include a very small client base and advisory team (about 17 clients and a single adviser), resulting in relatively large average account sizes, and a stated practice of adjusting management fees to offset brokerage commissions. The brochure discloses a July 2019 SEC Cease‑and‑Desist Order and a related March 2020 Vermont consent order arising from conduct involving an elderly client, and notes the firm may not accept new clients in Vermont.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Private / alternative investments
Fee options
up to 1% annually (negotiated case-by-case)
Account minimum: $1,000,000
Main office location
Account Management, LLC
Boxford MA, United States
Number of offices
2
Most active in
Account Management, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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