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Access Financial Group, Llc

Updated today

Total assets under management

$39,277,157

Total clients

163

4% high-net worth

Total advisors

2

of 3 employees

Firm size

Supported

1-3 advisors or $200M+ in AUM

Average clients per advisor

82

Average account size

$240,964

About

Access Financial Group provides discretionary asset management and financial planning to individuals (including high-net-worth and non-HNW clients), charitable organizations, and small businesses. The firm reports managing about $39.3 million for roughly 163 clients and offers advice across a broad set of investments as well as guidance on retirement account rollovers.

The firm typically tailors portfolios to individual goals and grants discretionary trading authority, using a mix of fundamental (buy-and-hold leaning) and technical analysis sourced from multiple research vendors; account reviews are conducted at least quarterly and financial plans are updated as circumstances change. Fees are charged as a percentage of AUM and the firm may aggregate household accounts for fee breakpoints, while also providing fixed-fee financial planning engagements.

A distinctive aspect of the firm is its affiliation with a licensed insurance agency under common ownership, and associated persons are licensed insurance agents who may receive separate commission-based compensation for insurance sales, a conflict disclosed in the brochure. For a small, supported adviser, the firm also advises on more complex products (variable annuities, options, leveraged ETFs) and discloses that a principal has reported past arbitrations on his Form U4, with details available on the IAPD.

Client services

Financial planning Portfolio management

Fee options

Fixed

Financial planning services fixed fee ranging generally between $1,500 and $5,000, payable upon completion and negotiable.

Percentage

$0 - $250,000: 2.25% $250,000 - $500,000: 2.00% $500,000 - $1,000,000: 1.75% $1,000,000 - $2,000,000: 1.50% $2,000,000+: 1.00%

Commissions

Commission-based compensation earned from sale of insurance products by licensed insurance agents affiliated with the firm.

Other

Account minimum: No stated minimum to open an account; however, the firm may terminate accounts it deems too small to manage effectively.

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Main office location

Access Financial Group, Llc

1981 County Road Se 4250

Mount Vernon TX 75457, United States

Number of offices

2

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