ABW, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,172,000
Total clients
35
9% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
18
Average account size
$147,771
About
ABW, LLC provides discretionary asset management, financial planning and ongoing consulting to individual and high‑net‑worth clients and also advises qualified retirement plans under ERISA arrangements (including limited scope 3(21) services). The firm documents client goals, time horizons, objectives and risk tolerance to tailor investment programs and implements those programs on a discretionary basis.
Investment decisions are made using a mix of fundamental, technical, charting and cyclical analysis, with strategies that can include long‑term purchases and trading, regular rebalancing and tax‑aware reviews; account reviews and written performance reports are delivered at least quarterly. For custody and execution the firm recommends Charles Schwab’s institutional services, aggregates trades across client accounts when appropriate, and permits clients to impose written investment restrictions; the firm does not routinely vote client proxies.
Distinctive features include a small advisory team (two advisors) serving about 35 clients with discretionary assets under management of $13,184,971 as of December 31, 2025, and a service mix that combines percentage‑of‑AUM management with fixed‑fee financial plans and quarterly/semiannual consulting. The firm’s principal also operates an independent insurance business and routinely offers insurance products for separate commission compensation—a material conflict of interest disclosed in the brochure and addressed through disclosures and fiduciary policies.
Client services
Fee options
Financial planning fees ranging from $500 to $5,000 fixed fee.
$0 - $499,999: 1.50% annually $500,001 - $999,999: 1.25% annually $1,000,000+: 1.00% annually
Investment Advisor Representatives receive commissions as licensed insurance agents for sales of investment related products such as insurance.
Financial consulting fees ranging from $500 to $5,000 charged quarterly or semi-annually in advance.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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