Abunda Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$103,137,240
Clients
35
74% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
35
LowAverage account size
$2,946,778
About
Abunda Financial provides investment advisory and financial planning services to individuals, high net worth clients, trusts, endowments, qualified retirement plan sponsors and other entities, including clients facing sudden-wealth events. Services described in the brochure include customized equity and fixed‑income portfolio management, ongoing financial and tax planning, and occasional tax return preparation upon request.
The firm emphasizes a long‑term horizon and independent security analysis, offering both discretionary and non‑discretionary relationships and tailoring portfolios and restrictions to individual client objectives. Unlike many peers, the firm reports the bulk of its assets under non‑discretionary authority (approximately $90 million non‑discretionary versus $13 million discretionary as of February 28, 2026) and delivers advice through annual or quarterly retainer arrangements alongside account management.
Noteworthy features that distinguish the firm from many supported peers are its provision of occasional educational seminars and workshops and the availability of tax return preparation and instructor services as part of its client offerings. The firm also states it accepts no commissions or product sales, and its principal holds professional credentials (CFP, CFA, and Enrolled Agent), which are integrated into the firm’s combined investment, tax and planning services.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Concentrated stock management
Equity Recipients (RS/RSU, SOP, ESPP)
Tax strategies for small businesses
Charitable giving tax strategies
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Executive
Founder/Business Owner
Demographic focus
Approaching retirement
Fee options
Financial Check-Up consultation fees range from $950 to $1,500, paid in advance; initial year retainer fees $7,000 to $50,000
$0 - $1,000,000: 1.0% $1,000,000 - $2,000,000: 0.8% $2,000,000+: 0.7%
Minimum fee: Flat, annual retainer fees ranging from $5,000 to $50,000 annually, payable quarterly in advance Fee-only: Fee-only compensation; no commissions or 12b-1 fees accepted
Main office location
Abunda Financial, LLC
One Harbor Drive, Suite 300
Sausalito CA 94965, United States
Number of offices
1
Most active in
Abunda Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")