ABS Legacy Partners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$670,793,536
This total excludes 12 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
24
75% high-net worth
Total advisors
1
of 3 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
24
Average account size
$27,949,731
About
ABS Legacy Partners provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, retirement accounts, and business entities. The firm offers asset management, comprehensive portfolio management, standalone financial planning and consulting, and referrals to third‑party money managers as part of its service mix.
Portfolios are tailored to client objectives and may include individual stocks, bonds, ETFs, options, mutual funds, alternative investments and private securities, with ongoing monitoring and periodic rebalancing. The firm employs a mix of analytical methods — including fundamental, technical, qualitative and sector analysis — plus duration management for fixed‑income exposures, and conducts due diligence on third‑party managers when engaging sub‑advisors.
ABS Legacy Partners is distinctive for managing approximately $670.8 million while operating with a single advisory professional and a compact client roster, a combination that produces an unusually high level of assets per advisor compared with peers. The firm combines in‑house portfolio construction with regular use of third‑party sub‑advisors and maintains formal compliance controls (a Code of Ethics, pre‑clearance and transaction reporting) while selectively accepting clients.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Active portfolio management
Options & derivatives strategies
Private / alternative investments
Fee options
Flat fees range from $10,000 to $200,000 for financial planning and consulting services
$0+: Up to 1.75% annually for Asset Management service $0+: Up to 2.00% annually for Comprehensive Portfolio Management service $0+: Up to 2.00% combined annual fee maximum for clients utilizing third party managers
Up to $250 per hour for financial planning and consulting
Account minimum: $1,000,000 Fee-only: Hourly fees up to $250 per hour; Flat fees range from $10,000 to $200,000 for financial planning and consulting
Main office location
ABS Legacy Partners, LLC
3048 North Center Street
Hickory NC 28601, United States
Number of offices
2
Most active in
ABS Legacy Partners, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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