Above & Beyond Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$13,783,336
Total clients
113
4% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
113
Average account size
$121,976
About
The firm is a single‑advisor independent investment advisory practice that provides discretionary and non‑discretionary portfolio management, comprehensive financial planning, and qualified plan consulting to individuals, small businesses, trusts, estates and charitable organizations. It also helps clients access third‑party managers and co‑advisor programs when appropriate to implement investment strategies.
Investment advice is tailored to each client’s stated goals, time horizon and risk tolerance, with fundamental analysis and a mix of long‑ and short‑term strategies used depending on client objectives; the firm will act with trading discretion when authorized. The advisor monitors accounts periodically and coordinates with sub‑advisors or third‑party managers to select models, rebalance portfolios, and deliver ongoing reporting and reviews.
Compared with many solo independent advisers, the firm is notable for operating an affiliated tax preparation business and for the principal’s role as a licensed insurance agent—activities the brochure discloses can produce insurance commissions and other external compensation. The firm also offers pension/qualified plan consulting and recurring client education through multi‑quarter review meetings, and it discloses fee‑sharing and referral arrangements with co‑advisors and third‑party managers along with procedures intended to mitigate related conflicts.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Wealth management
Occupation focus
Founder/Business Owner
Fee options
Financial planning flat fees up to $2,500 based on complexity; Qualified plan consulting services flat fee $250 - $2,500; Ongoing consulting one-time setup fee up to $375
$0 - $500,000: 1.6% annually $500,001 - $1,000,000: 1.32% annually $1,000,001 - $5,000,000: 1.0% annually $5,000,001+: 0.8% annually
Insurance products commissions received by John Burton, an affiliated insurance agent
Financial planning services at negotiable hourly rate of $250 per hour
Ongoing consulting services quarterly fee up to $750
Account minimum: $1,000 Fee-only: Financial planning hourly rate: $250 per hour; Fixed fees for financial plans up to $2,500; Qualified plan consulting flat fee $250 - $2,500; Ongoing consulting quarterly fee up to $750 plus one-time setup fee up to $375
Main office location
Above & Beyond Investments, LLC
5015 W State Road 46, Suite J
Bloomington IN 47404, United States
Number of offices
1
Most active in
Above & Beyond Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Indiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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