Abernathy Group II LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$75,843,776
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
33
58% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
33
LowAverage account size
$2,298,296
About
The Abernathy Group II LLC (TAG) provides family office services and separately managed accounts to high‑net‑worth individuals and their families, and also advises other entity clients such as trusts, estates and charitable organizations. In addition to investment management, the firm serves as investment adviser to a closed affiliated private fund (The Abernathy Group Growth Fund LP) and offers pension consulting services for employer‑sponsored 401(k) plans.
TAG’s investment approach emphasizes strategic asset allocation with a core‑and‑satellite framework that uses factor‑based, passively managed index ETFs for core exposure and selectively adds active managers or individual securities in the satellite sleeve. The firm employs multiple analysis methods (fundamental, technical, thematic), documents client objectives in Investment Policy Statements, offers a shareholder‑activist separately managed strategy, and provides regular account reviews and daily‑updated net worth reporting through its family office portal.
Noteworthy distinctions include operating an affiliated pooled investment vehicle and offering performance‑based fee arrangements for qualified clients, together with explicit policies to address conflicts that arise from those relationships. TAG also integrates non‑investment services into its family office—such as medical practice integration, practice valuation, business advisory and participant education for pension plans—and maintains referral relationships with physician groups, which indicates a client base with professional practice needs beyond typical investment management.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Business advisory services
Expertise
Business exit / sale strategy
Business succession planning
General estate planning guidance
Equity compensation tax strategy
Occupation focus
Doctor or Medical Professional
Founder/Business Owner
Fee options
$0+: Family Office: 0.29% - 1.25% of assets under advisement or management per year $0+: Family Office with Business Advisory Services: 0.09% - 0.29% of assets under advisement $0+: Separately Managed Accounts: 0.39% - 2.00% of assets under advisement or management $0+: Pension Consulting: 0.14% - 0.69% of assets in the plan, charged quarterly in arrears $0+: Affiliated Fund: 0% - 2% of assets under management yearly
Certain employees are registered representatives and may receive commissions on brokerage accounts not managed by TAG; however, TAG supervised persons do not receive commissions on investments held by Separately Managed Accounts and Family Office Clients.
Business Advisory Services billed at $750 per hour
Family Office and Separately Managed Accounts: incentive fee of 20% of profits on fees ranging 0.29%-1.25%; Affiliated Fund: incentive fee of 10% of profits over a high water mark
Account minimum: $5,000,000 for Family Office services; $100,000 for Separately Managed Accounts; $1,000,000 for the Affiliated Fund (with management discretion to accept lesser amounts) Minimum fee: $1,000 minimum per year for Business Advisory Services
Main office location
Abernathy Group II LLC
530 Fifth Avenue, 17 Floor
New York NY 10036, United States
Number of offices
1
Most active in
Abernathy Group II LLC has reported serving >5 clients in these states in the last 12 months.
California · Louisiana · New Jersey · New York · Oregon · Pennsylvania · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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