AAIM Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,080,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
25
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
25
Average account size
$83,200
About
AAIM Financial provides ongoing portfolio management to individual and high‑net‑worth clients, preparing an Investment Policy Statement for each account and offering both discretionary and non‑discretionary management. The firm’s advice generally covers mutual funds, fixed‑income securities, real estate funds (including REITs), insurance products (including annuities), ETFs, equities, TIPS and commodities.
Investment decisions are informed by fundamental analysis, modern portfolio theory and quantitative analysis, and AAIM employs long‑term trading and options strategies (including covered, uncovered and spread positions) while documenting client risk tolerance in the IPS and seeking fair allocation of investment opportunities. For some clients the firm constructs portfolios using Charles Schwab’s Model Marketplace and requires custody with Schwab Institutional.
Noteworthy features disclosed in the brochure include that the firm’s principal is a licensed insurance agent and owner of Cervus Highlands Insurance Group, and the firm may offer commissionable insurance products and receive referrals from that affiliated entity, a potential conflict of interest the brochure describes. The firm also uses paid lead generation through Dave Ramsey SmartVestor Pro (noted as a monthly fee) and discloses a resolved administrative Consent Order with the Tennessee Securities Division related to a principal‑place‑of‑business filing error that resulted in a one‑time civil penalty and corrected filings with no finding of client harm.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.75% $1,000,001 - $5,000,000: 0.50% $5,000,001+: 0.25%
Main office location
AAIM Financial
Ocean Springs MS, United States
Number of offices
1
Most active in
AAIM Financial has reported serving >5 clients in these states in the last 12 months.
Mississippi · Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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