A3 Capital Advisors

A3 Capital Advisors serves primarily high‑net‑worth individuals, offering discretionary portfolio management and periodic investment consulting to a concentrated roster of clients; the firm reports about $227 million in assets under management across roughly two dozen relationships. It prepares an Investment Policy Statement for each client and provides regular portfolio monitoring and reporting as part of its ongoing services.

The firm’s investment process emphasizes fundamental analysis and a long‑term trading approach, with discretionary authority typically sought to implement client strategies aligned to each client’s goals and risk tolerance. A3 Capital has recently added an optional performance‑based fee arrangement for qualified clients and discloses policies intended to address the conflicts that can arise when managing both performance‑fee and non‑performance‑fee accounts.

A3 Capital’s profile is notable among similar supported firms because it offers performance‑based compensation (a relatively uncommon feature) while primarily serving only high‑net‑worth clients rather than non‑HNW individuals. The brochure also discloses procedural details that distinguish the firm: it requires use of a specific institutional custodian, has standing letter‑of‑authorization arrangements that give rise to constructive custody disclosures, and recently expanded its consulting services.