A V Capital Management, LLC

A-V Capital Management serves individual and high-net-worth clients, related trusts and estates, charitable organizations, and sponsors of retirement plans with discretionary and non-discretionary portfolio management. The firm also provides retirement plan consulting in a Section 3(21) capacity—including investment policy development and participant education—and offers limited, non‑implementing consulting on ancillary matters such as tax efficiency and cash flow.

The firm customizes strategies to client objectives and generally allocates assets among three internally managed approaches—Equity, Balanced, and Fixed Income—using individual equities, fixed‑income securities, mutual funds, and ETFs. Its methods blend fundamental, technical and charting analysis across investment horizons from long‑term holdings to short‑term trading, with ongoing monitoring and the ability to accept client‑imposed restrictions; A‑V Capital typically requires a minimum account size that it may waive in particular circumstances.

Noteworthy features include its explicit retirement‑plan consulting service for ERISA plan sponsors and a trade‑error policy that reimburses client account losses but does not credit accounts for trade‑related market gains, with net reconciling left at the custodian—an arrangement the brochure identifies as a potential conflict. The firm generally recommends a single institutional custodian and receives a range of institutional services and support from that custodian, and while it does not directly invest client assets in digital currencies, it may use exchange‑traded securities tied to digital‑asset exposure at a client’s request.