A to Z Financial Planning LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$49,773,725
Total clients
181
7% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
91
Average account size
$274,993
About
A to Z Financial Planning LLC is a fee-only fiduciary that provides ongoing discretionary investment management and comprehensive financial planning to individuals, trusts, estates, small businesses, and various tax‑qualified plans, managing approximately $49 million in client assets for about 181 clients. The firm is privately owned, operates with two advisors, and bills primarily on a percentage‑of‑AUM basis as described in its Form ADV.
The firm’s investment approach favors broadly diversified, globally allocated portfolios built with low‑cost index mutual funds and ETFs, and typically employs buy‑and‑hold strategies while using fundamental, technical, and quantitative research inputs when appropriate. A to Z places client assets with an independent qualified custodian (Charles Schwab) and manages accounts on a discretionary basis, with quarterly reviews and periodic reporting.
What is distinctive about A to Z relative to many peers is its mix of professional backgrounds and licensing: the owner is a CFP® with a Master of Science in Art Therapy and is licensed as a professional counselor and for life and long‑term care insurance, while the firm’s portfolio manager brings more than 15 years of institutional trading experience. The ADV also discloses the firm’s limited custody authority (fee deduction) and a practice of advising a range of client types beyond individual households—small businesses and tax‑qualified plans—while not acting as a proxy voter for client securities.
Client services
Expertise
Fee options
$0.00 - $249,999.99: 1.25% annually $250,000.00 - $2,499,999.99: 1.00% annually $2,500,000.00 - $4,999,999.99: 0.75% annually $5,000,000.00+: Negotiable
Insurance-based products sales are commission-based but not utilized by the firm as primary compensation; possible conflict of interest if used.
Account minimum: $100,000 Fee-only: Fee-only financial planning and investment management services.
Main office location
A to Z Financial Planning LLC
7071 S. 13 Th Street, Suite 104
Oak Creek WI 53154-1466, United States
Number of offices
1
Most active in
Illinois · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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