A Small Investment
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$0
About
A Small Investment is a fee-only, independent advisory firm that provides comprehensive financial planning, retirement plan consulting for employer plan sponsors, and educational seminars and speaking engagements. The firm delivers both project-based and ongoing planning engagements and supplements those services with public and private educational offerings and online courses.
When making recommendations as part of a financial plan, the firm uses a range of analytical approaches (including fundamental and technical analysis, modern portfolio theory, and mutual fund/ETF scrutiny) and may incorporate passive, active, and socially responsible investment options based on client objectives. For retirement plans, the firm acts in an ERISA fiduciary role to plan sponsors, assisting with investment policy development, investment reviews, fee analysis, vendor searches, and participant education while excluding certain asset types (for example, employer securities and other illiquid, non‑public investments).
What distinguishes the firm from many peers is its combination of retirement-plan consulting and a formal educational product line alongside traditional planning: it offers seminars, webinars, and online courses as part of its service mix and discloses plans to make authored books available to the public. The firm is a recently established, solo practitioner practice led by a CFP®-certified principal and does not provide discretionary portfolio management or custody of client assets, so clients or their chosen custodians implement any investment recommendations.
Client services
Financial planning
Pension consulting
Educational seminars or workshops
Expertise
Business exit / sale strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement withdrawal strategies
Occupation focus
Founder/Business Owner
Fee options
Initial fee up to $3,000 for individuals/families or up to $10,000 for business owners; recurring monthly fixed fees $150-$250 for individuals/families, up to $833.33 for business owners; fixed fees between $1,800 and $3,000 for individuals/families or up to $10,000 for business owners for project-based financial planning; educational seminars fees range from $0 to $100,000 per seminar.
$0 - $2,999,999: 0.35% $3,000,000 - $9,999,999: 0.30% $10,000,000+: 0.25%
$250 per hour for project-based financial planning
Fee-only: Fees only from clients; no commissions or sales-related compensation.
Main office location
A Small Investment
1202 1 St St E, #15293
Humble TX 77338, United States
Number of offices
2
Most active in
A Small Investment has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
YouTube
Website
832-303-3732
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")