A. Neff Associates LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$25,113,648
Total clients
27
22% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
27
Average account size
$930,135
About
A. Neff Associates LLC provides investment advisory and financial planning services to individuals as well as to businesses, trusts, estates, charitable organizations and qualified retirement plans. The brochure describes non-discretionary portfolio management, comprehensive and limited-scope financial planning, and consulting support for retirement plans, including participant education and plan‑sponsor liaison work.
The firm’s investment process combines fundamental and technical analysis with asset-allocation considerations, monitoring holdings regularly and delivering written performance and allocation reviews to clients. Advice is implemented only with client approval: the adviser manages assets on a non-discretionary basis, does not accept custody or vote client proxies, and does not act as a 3(21) or 3(38) ERISA fiduciary for plan assets.
Noteworthy for a single-advisor independent firm, the brochure emphasizes institutional-style relationships beyond typical individual clients — serving businesses, charitable and trust/endowment accounts and providing retirement-plan consulting and participant education. The firm also discloses that its managed assets are non-discretionary and documents a 2017 consent agreement with the Commonwealth of Pennsylvania addressing record‑keeping and Form ADV accuracy, matters prospective clients may consider alongside the firm’s stated compliance procedures.
Client services
Financial planning
Portfolio management
Pension consulting
Consultations
Expertise
Retirement plans for business owners (SEP, solo 401k)
General retirement planning
Cash flow / budgeting
Fee options
0.50% annually
$150 per hour
Most active in
A. Neff Associates LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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