A.M. Perricone LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,960,769
Clients
19
5% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
LowAverage account size
$208,462
About
A.M. Perricone LLC provides discretionary asset management and comprehensive financial planning to individuals, high‑net‑worth clients, and business entities, offering tailored portfolios, ongoing plan reviews, and coordination with outside professionals. The firm serves a small client base (19 clients) and manages roughly $4 million in client assets while supporting implementation through custodial platforms and third‑party managers.
The firm’s investment approach blends fundamental analysis, modern portfolio theory, factor‑based and passive strategies to set tax‑aware asset allocations aligned with client goals and risk tolerance; accounts are typically managed on a discretionary basis and AMP may hire sub‑advisors to execute agreed models. AMP also leverages custodial/program features such as the Altruist One bundled offering (which the firm absorbs for enrolled clients) and discloses use of structured notes and other instruments when appropriate, including their specific risks.
Noteworthy distinctions relative to peers include an affiliated insurance business (A.M. Perricone Risk Solutions LLC) through which firm representatives may offer insurance products and receive customary commissions, a relationship the brochure discloses as a potential conflict of interest. The firm’s disclosures also emphasize a client focus on higher‑net‑worth and business clients rather than lower‑net‑worth retail households, and operational practices such as third‑party standing letters of authorization and direct fee deduction.
Client services
Financial planning
Portfolio management
Expertise
Equity compensation tax strategy
Retirement income strategy
Medicare planning
Business exit / sale strategy
Long-term care insurance
Occupation focus
Founder/Business Owner
Fee options
Fixed fee for financial planning up to $20,000 based on complexity; billed 40% in advance, balance upon delivery.
$0 - $500,000: 1.25% annually $500,000.01 - $1,000,000: 1.00% annually $1,000,000.01 - $3,000,000: 0.75% annually $3,000,000.01 - $5,000,000: 0.50% annually $5,000,000.01+: 0.30% annually
Insurance commissions received by principal via insurance agent activity.
Fee-only: Financial planning fixed fees up to $20,000; ongoing planning fees up to $20,000 annually, billed quarterly in arrears.
Main office location
A.M. Perricone LLC
Shamong NJ, United States
Number of offices
1
Most active in
A.M. Perricone LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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