A J Feldman Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$135,272,400
Clients
140
22% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
140
Very HighAverage account size
$966,231
About
The firm provides discretionary investment management, financial planning and advisory account review services to a mix of individuals, retirement plans, trusts, estates, corporations and charitable organizations. It manages client portfolios using exchange-traded funds, no‑load mutual funds, stocks and bonds and reports approximately $136 million in regulatory assets under management for about 140 clients.
The firm generally favors a long-term, buy-and-hold investment posture while implementing asset allocation and individual recommendations based on each client’s net worth, risk tolerance and objectives. Its research draws on charting, fundamental and technical analysis, and clients receive custodial statements and written performance reports at agreed intervals (generally no more frequently than quarterly).
Distinctive elements in the brochure include explicit servicing of charitable organizations and the firm’s practice of disclosing performance information to clients and in public materials. The adviser also maintains a minority interest in an ETF development business and has a formal succession agreement with a third‑party advisor to support continuity, both of which are less common for firms of this size.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
College savings (529s, UTMA, etc.)
General estate planning guidance
Wealth management
Fee options
$0 - $100,000: 1.5% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.0% $1,000,001 - $5,000,000: 0.9% $5,000,001+: Negotiable
$300/hour for Financial Planning Services
Account minimum: $100,000 Fee-only: Financial Planning Services charged at $300/hour
Main office location
A J Feldman Financial, LLC
Deerfield IL, United States
Number of offices
1
Most active in
A J Feldman Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Indiana · Massachusetts · Michigan · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")