9M Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,138,973
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
19
42% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
19
Average account size
$586,262
About
9M Investments is a state-registered, single-advisor investment adviser that serves individuals, high-net-worth clients, charitable organizations, and businesses, including employer-sponsored defined contribution plans. The firm offers discretionary and non‑discretionary portfolio management, one-time and ongoing comprehensive financial planning, and defined contribution plan management.
The firm primarily practices passive investment management—building portfolios from index mutual funds and ETFs—while also using fundamental, technical, and cyclical analysis as part of its investment analysis and planning process. Client relationships are governed by individualized investment policy statements and may include ongoing access to a planner under a monthly or quarterly retainer, with regular account reviews and client reporting.
Compared with many solo independent advisers, the brochure highlights services directed at plan sponsors—developing plan investment policy statements and assisting with ERISA compliance—and ongoing pension/defined contribution plan management and consulting. The firm also emphasizes ongoing client reporting and education as part of its comprehensive planning service (including written/electronic plans and quarterly online reports), which the brochure presents alongside its plan-level consulting services.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
Occupation focus
Founder/Business Owner
Fee options
One-Time Financial Planning fixed fees: $1,500 under $100,000 assets; $3,600 for $100,001-$600,000 assets; $5,000 above $600,001 assets; Estate Planning fixed fees: $500 for will-based, $1,200 for trust-based plans.
$1,000,001 - $5,000,000: 0.50% $5,000,001 - $10,000,000: 0.45% $10,000,000+: 0.40% $1 - $1,000,000: 0.40% $1,000,001 - $2,500,000: 0.35% $2,500,001 - $5,000,000: 0.30% $5,000,000+: 0.25%
$300 per hour for Financial Planning services
Fee-only: Ongoing Comprehensive Financial Planning fees ranging from $50/month to $416/month or $600 to $5,000 annually based on investable assets; One-Time Financial Planning fixed fees from $1,500 to $5,000 based on investable assets; Financial Planning hourly fee $300/hour; Estate Planning fixed fees $500 (will-based) and $1,200 (trust-based).
Main office location
9M Investments, LLC
Grapevine TX, United States
Number of offices
1
Most active in
9M Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
Instagram
YouTube
Website
817-680-7942
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