9I Capital Group LLC

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Client assets under management

$47,913,329

Clients

26% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$544,470

About

9I Capital Group LLC provides advisory services to individuals—including high‑net‑worth clients—and to businesses and retirement plans. The firm offers portfolio management, financial planning, pension/401(k) consulting, and a subscription-based content service that complements its managed‑account offerings.

The firm documents client goals and constraints in an Investment Policy Statement and delivers both discretionary and non‑discretionary portfolio management. Its investment process draws on modern portfolio theory along with fundamental, quantitative, and technical analysis, and it may employ options, margin, and short‑selling strategies and direct clients to third‑party advisers for implementation when appropriate.

Noteworthy distinctions include a formal subscription program that provides ongoing market commentary, podcasts, and periodic non‑discretionary review meetings for clients without assets under management—an arrangement that is uncommon among peers. The firm also discloses the use of testimonials and endorsements in its marketing and that some supervised persons are licensed insurance agents who may receive commissions when insurance products are recommended, a potential conflict that the firm discloses.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Subscription services

Expertise

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Fixed fees for financial plans from $1,500 to $10,000; flat fee for ongoing financial planning $500 to $2,000 per year; subscription fees $500/year, $125/quarter, or $50/month.

Percentage

$0 - $250,000: 1.20% $250,001 - $500,000: 1.10% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.70% $5,000,001+: 0.60%

Commissions

Insurance commissions earned by licensed agents affiliated with the firm; details not specifically quantified.

Project-based

$150/hour for junior advisors and $250/hour for senior advisors for financial planning services.

Subscriptions

Subscription fees are $500/year, $125/quarter, or $50/month, with cancellation requiring 30 days written notice.

Other

Fee-only: Fixed fees for financial planning ranging from $1,500 to $10,000; hourly fees of $150/hour (junior advisors) and $250/hour (senior advisors); flat fees for ongoing financial planning $500 to $2,000 per year.

Main office location

9I Capital Group LLC

Fort Worth TX, United States

Number of offices

Most active in

Texas · Washington

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook X Website (817) 658-9625

Advisors at this firm

Brendan F

Series 63, Series 65

Fort Worth, TX

9I Capital Group LLC

Brendan Fenno is a financial advisor with 13 years of industry experience, currently with 9I Capital Group LLC. He holds Series 63 and Series 65 licenses and has previously worked at Park Avenue Securities LLC, Guardian/Capital Financial Partners, and Rethink Wealth. Outside of his advisory work, Fenno is an active musician and serves on the Board of Big Brothers Big Sisters of Tarrant County. 9I Capital Group LLC provides advisory services to individuals, businesses, and retirement plans, offering portfolio management, financial planning, and pension consulting. The firm uses a disciplined investment process incorporating modern portfolio theory and various analytical methods, and it offers a subscription-based program with market commentary and non-discretionary review meetings.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Founder/Business Owner Executive

Lindsey L

Series 65

Fort Worth, TX

9I Capital Group LLC

Lindsey Lee is a Series 65-credentialed financial advisor with three years of industry experience, currently serving at 9I Capital Group LLC. Prior to joining 9I Capital Group, Lindsey held roles at IP Financial Advisory Services LLC and Elevate Planning. Outside of financial advising, Lindsey is the owner and creative director of Lindsey L33, LLC, a boutique creative content house, and also works as a freelance consultant and creative director for THNK1994. 9I Capital Group LLC provides advisory services to individuals, including high-net-worth clients, businesses, and retirement plans. The firm offers portfolio management, financial planning, and pension consulting, utilizing a comprehensive investment approach that incorporates modern portfolio theory, fundamental, quantitative, and technical analysis, along with discretionary and non-discretionary management options.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Founder/Business Owner Executive

Kevin T

CFP®, Series 63, Series 66

Fort Worth, TX

9I Capital Group LLC

Kevin Thompson is a CFP® with 14 years of industry experience, currently serving as an advisor at 9I Capital Group LLC. He previously worked at Park Avenue Securities for 10 years and is the founder and CEO of 9Innings Capital Group LLC. In addition to his advisory work, he is also an author and serves as an officer for a nonprofit organization focused on school readiness. 9I Capital Group LLC provides advisory services to individuals, including high-net-worth clients, businesses, and retirement plans. The firm offers portfolio management, financial planning, and pension consulting, utilizing a comprehensive investment process that combines modern portfolio theory with fundamental, quantitative, and technical analysis.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Founder/Business Owner Executive

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