603 Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$105,516,676
Clients
160
19% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
160
Very HighAverage account size
$659,479
About
603 Financial Advisors provides wealth management and comprehensive financial planning to individuals, high‑net‑worth clients, trusts, estates and charitable organizations. Services include discretionary portfolio management, retirement account advice, and planning across investment, insurance, education and charitable‑giving objectives.
The firm’s investment approach combines fundamental and technical analysis with internal due diligence to construct diversified portfolios of ETFs, mutual funds, individual stocks and bonds, typically with a long‑term orientation but with tactical rebalancing and shorter‑term trades when warranted. Portfolios are customized to client goals and risk tolerance, may retain legacy positions for tax or fit reasons, and are monitored continuously to address allocation, liquidity needs and tax‑management opportunities.
Notable distinctions include an explicit focus on charitable organizations and incorporation of charitable‑giving strategies into its planning work, a client type that is uncommon among peers. The firm manages roughly $107 million in discretionary assets, recently transitioned to SEC registration, and discloses that its principal engages in separate broker‑dealer and insurance activities, which the firm identifies as potential conflicts of interest.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
$0 - $49,999: 1.25% annually on Equity Assets $50,000 - $99,999: 1.00% annually on Equity Assets $100,000 - $499,999: 0.75% annually on Equity Assets $500,000 - $999,999: 0.65% annually on Equity Assets $1,000,000 - $1,999,999: 0.60% annually on Equity Assets $2,000,000+: 0.50% annually on Equity Assets Any amount - Any amount: 0.40% annually on Fixed Income Assets Any amount - Any amount: 0.00% on Cash
Separate commission-based compensation earned by Principal in his capacity as Registered Representative and insurance professional; these commissions are separate and in addition to advisory fees.
Fee-only: Wealth management fees paid quarterly in advance based on tiered AUM schedule; fees include financial planning services; no commissions or other compensation from product sponsors.
Main office location
603 Financial Advisors, LLC
Newfields NH, United States
Number of offices
1
Most active in
603 Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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