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4LB Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$20,536,132
Total clients
35
34% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
35
Average account size
$586,747
About
4LB Investments, LLC provides investment advice and discretionary portfolio management to individuals, trusts, and estates, generally accepting accounts of $100,000 or more while occasionally taking smaller accounts. The firm primarily focuses on building portfolios of U.S.-listed equity securities for individual clients.
The firm applies a value-investing discipline grounded in fundamental analysis, managing accounts on an individual basis and incorporating client preferences about risk, number of holdings, and other restrictions. For certain approved accounts it also uses option strategies (including writing, covered and uncovered options, and spreads) and performs daily monitoring with quarterly written reports that include commentary on political, economic, and investment matters.
Since 2002 the firm has managed approximately $20,536,132 across about 42 accounts on a discretionary basis and typically establishes accounts with a limited power of attorney rather than taking direct custody. The adviser accepts authority to vote client securities (clients may direct votes), provides proxy voting information on request, and uses Charles Schwab as the custodian for accounts employing options strategies.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
0% to 0.5%, negotiable based on size and complexity
Account minimum: $100,000
Most active in
4LB Investments, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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