4D Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$88,003,333
Total clients
62
2% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
62
Average account size
$1,419,409
About
4D Financial Advisors serves individual and high‑net‑worth clients with ongoing investment supervisory services and comprehensive financial planning, including retirement, tax, estate, insurance analysis, and education planning. The firm manages roughly $88 million for about 62 clients and offers both ongoing wealth management and one‑time financial planning engagements.
The firm documents client objectives and risk tolerance in a written Investment Policy Statement and generally operates with discretionary trading authority to implement long‑term, globally diversified allocations tailored to those plans. Its analytic approach draws on charting, fundamental, technical, and cyclical analysis, and it may employ a broad set of instruments — from mutual funds and ETFs to individual securities and, where appropriate, hedge funds, margin, short sales, and options.
Distinctive operational features include an emphasis on regular client contact (financial planning clients typically receive an in‑person meeting each quarter and frequent phone or email correspondence) and availability of fixed‑fee standalone planning alongside managed accounts. The firm manages client assets internally rather than engaging third‑party subadvisers, does not participate in wrap fee programs or accept outside sales compensation, and reports that the firm’s principal personally conducts account reviews and oversees trading.
Client services
Financial planning
Portfolio management
Expertise
Social Security optimization
General tax planning
Tax-loss harvesting
Fee options
One-time financial plan fee starting at $4,000
$0 - $500,000: $1,250 quarterly $500,001 - $1,000,000: Up to $2,125 quarterly $1,000,001 - $1,500,000: Up to $2,875 quarterly $1,500,001 - $2,000,000: Up to $3,625 quarterly $2,000,001 - $3,000,000: Up to $5,125 quarterly $3,000,001+: $5,125 quarterly plus 0.0875% on assets above $3 million
Minimum fee: Quarterly fixed fees ranging from $1,250 to $5,125 depending on asset size Fee-only: One-time financial planning fee starting at $4,000
Main office location
4D Financial Advisors, LLC
2 S421 Canterbury Ct.
Glen Ellyn IL 60137, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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