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46 Peaks Investment Advisory Group

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Client assets under management

$270,362,586

Clients

135

67% high-net worth

Advisors

3

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

45

Typical

Average account size

$2,002,686

About

46 Peaks is an SEC-registered investment adviser that manages approximately $272.1 million in discretionary client assets for about 135 clients through a three-advisor team. The firm serves individuals (including high-net-worth clients), retirement and profit-sharing plans, trusts, estates and other entities, offering discovery analysis, comprehensive financial planning, retirement plan consulting, selection of separate account managers, and portfolio management.

The firm tailors advice around target asset allocations with intermediate-term tactical adjustments and offers both discretionary and non-discretionary portfolio management, typically recommending mutual funds, ETFs, closed‑end and interval funds, private placements, and third‑party separately managed account (SAM) strategies. 46 Peaks uses Schwab Institutional as its primary custodian, provides an internet-based financial planning platform for clients, and periodically reviews accounts while combining related accounts for fee breakpoints.

A distinctive practice disclosed in the brochure is that 46 Peaks directly compensates third‑party solicitors for client referrals and provides written disclosure to referred clients about those arrangements and the solicitor’s ongoing percentage of advisory fees. The firm also discloses receipt of various non-client economic benefits (research, marketing support, event reimbursements, and similar items) and notes its use of SAMs and less liquid private investments — arrangements the firm says it manages through monitoring and disclosure.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management Retirement income strategy

Fee options

Fixed

Discovery Analysis fixed fee $1,000 to $5,000; Financial Planning initial setup fee (amount not specified)

Percentage

$0 - $249,999.99: 1.15% $250,000 - $999,999.99: 0.95% $1,000,000 - $4,999,999.99: 0.60% $5,000,000 - $9,999,999.99: 0.45% $10,000,000+: 0.35%

Other

Account minimum: $500,000 Minimum fee: Discovery Analysis: $1,000 to $5,000 fixed fee; Financial Planning: initial setup fee (amount not specified) Fee-only: Financial planning: fixed fee $2,500 to $25,000 annually or asset-based fee of 0.15% annually; Retirement Plan Consulting: fixed fee $5,000 to $250,000 annually or asset-based 0.10% to 0.50% annually

Main office location

46 Peaks Investment Advisory Group

760 Newtown Yardley Road, Suite 114

Newtown PA 18940, United States

Number of offices

3

Most active in

More info

Florida · New Jersey · New York · Pennsylvania · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 215-497-8310

Advisors at this firm

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user avatar

Louis F

CFP®, ChFC®, Series 63, Series 65

Newtown, PA

46 Peaks Investment Advisory Group

Louis Fancher III is a CFP® and ChFC® with 29 years of experience in the financial industry. He currently serves as an advisor at 46 Peaks Investment Advisory Group, where he has worked since 2020. Prior to that, he held roles at M Holding Securities, Inc. and KB Financial Partners, LLC. Outside of financial advising, he is treasurer of Pediatric Therapeutics, Inc., a contracting agency. 46 Peaks Investment Advisory Group provides comprehensive financial planning, retirement-plan consulting, and portfolio management for individuals, trusts, estates, charitable organizations, and business entities. The firm tailors investment advice based on client objectives and employs a mix of mutual funds, ETFs, and other investment vehicles, typically managing assets on a discretionary basis.

Wealth management Retirement income strategy
user avatar

Erik M

CFP®, Series 63, Series 65

Newtown, PA

46 Peaks Investment Advisory Group

Erik Mosholt is a CFP® professional with 33 years of experience in the financial industry. He is currently with 46 Peaks Investment Advisory Group, where he has worked since 2020. His prior experience includes roles at M Holding Securities, Inc. and Kb Financial Partners, LLC. 46 Peaks Investment Advisory Group provides comprehensive financial planning, retirement-plan consulting, and portfolio management services for individuals, trusts, estates, charitable organizations, and business entities. The firm emphasizes tailored investment advice using a combination of valuation, expected-return, diversification, and technical analyses, typically implementing portfolios with mutual funds and ETFs on a discretionary basis.

Wealth management Retirement income strategy
user avatar

Brad H

CFP®, Series 63, Series 65

Newtown, PA

46 Peaks Investment Advisory Group

Brad Heindel is a CFP® professional with 27 years of industry experience, currently serving as an advisor at 46 Peaks Investment Advisory Group since 2020. He previously worked at M Holding Securities, Inc. and Kb Financial Partners, LLC from 2012 to 2020. 46 Peaks Investment Advisory Group provides comprehensive financial planning, retirement-plan consulting, and portfolio management for individuals, trusts, estates, charitable organizations, and business entities. The firm uses tailored investment strategies incorporating long-term target allocations and tactical models, typically emphasizing mutual funds and ETFs.

Wealth management Retirement income strategy
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