3

3Roots Wealth Partners LLC

Updated today
Find your advisor

Client assets under management

$86,748,755

More info

Clients

106

23% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

35

Low

Average account size

$818,384

About

3Roots Wealth Partners provides discretionary investment management and financial planning services geared toward pension and profit‑sharing plans, corporations, and other business clients, while also offering individually allocated portfolios and ongoing financial planning engagements. The firm reports $92,647,972 in discretionary assets under management, three advisors, and 106 clients, and it manages held‑away retirement accounts using the financial technology Pontera.

The firm’s investment approach is grounded in Modern Portfolio Theory and is supplemented by fundamental, technical, cyclical, and charting analyses; it also may select third‑party managers or TAMPs when appropriate and conducts periodic rebalancing and suitability reviews. 3Roots offers direct indexing strategies that emphasize tax‑management (including tax‑loss harvesting), security‑level customization, and factor tilts, using quantitative optimization tools and risk modeling to evaluate tracking error and implementation effects.

Compared with many supported peers, 3Roots does not report serving non‑high‑net‑worth or high‑net‑worth individual clients, indicating a roster concentrated in institutional and business plan relationships rather than retail households. The firm’s combination of technology‑enabled held‑away account management (Pontera), an institutional relationship with platforms such as Altruist and custody relationships that yield soft‑dollar benefits, direct indexing, and insurance‑licensed advisors who offer business and employee‑benefits consulting differentiates its service mix from typical small advisory firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Business sale tax planning Retirement withdrawal strategies College savings (529s, UTMA, etc.) Cash flow / budgeting Wealth management

Occupation focus

Founder/Business Owner

Fee options

Percentage

$0 - $1,000,000: 1.50% $1,000,000 - $5,000,000: 1.00% $5,000,000+: 0.85%

Project-based

$400 per hour

Main office location

3Roots Wealth Partners LLC

6908 E Moreland St.

Scottsdale AZ 85257, United States

Number of offices

1

Most active in

More info

Arizona · California · Nebraska · New York · Pennsylvania · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Instagram 402-980-1525

Advisors at this firm

Scroll left Scroll right
user avatar

Brandon S

Series 63, Series 65

Scottsdale, AZ

3Roots Wealth Partners LLC

Brandon Scott is a financial advisor at 3Roots Wealth Partners LLC with seven years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Bradley Wealth Management, Orion Advisor Services, and TD Ameritrade. 3Roots Wealth Partners provides investment management and consulting primarily to institutional and plan clients, including pension and profit-sharing plans and corporations. The firm employs a variety of portfolio construction techniques and offers pension consulting, manager selection and oversight, as well as hourly financial planning services.

Business sale tax planning Retirement withdrawal strategies College savings (529s, UTMA, etc.) Cash flow / budgeting Wealth management Founder/Business Owner
user avatar

Jacob H

Series 63, Series 65

Scottsdale, AZ

3Roots Wealth Partners LLC

Jacob Hall is a financial advisor at 3Roots Wealth Partners LLC with seven years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Bradley Wealth Management LLC and Mutual of Omaha in various roles. 3Roots Wealth Partners provides investment management and consulting services primarily to institutional and plan clients, including pension and profit-sharing plans, as well as corporations. The firm employs a range of portfolio construction techniques and offers financial planning services on an hourly, project, or ongoing basis.

Business sale tax planning Retirement withdrawal strategies College savings (529s, UTMA, etc.) Cash flow / budgeting Wealth management Founder/Business Owner
user avatar

Alexander C

CFP®, Series 66

Scottsdale, AZ

3Roots Wealth Partners LLC

Alexander Cohen is a CFP® professional with seven years of experience in the financial services industry. He is currently with 3Roots Wealth Partners LLC, having joined in 2025, and previously worked at Bradley Wealth Management, LLC for five years. 3Roots Wealth Partners provides investment management and consulting primarily to institutional and plan clients, including pension and profit-sharing plans and corporations. The firm employs a variety of portfolio construction techniques and offers financial planning services on an hourly, project, or ongoing basis, with a notable focus on pension consulting and oversight of third-party managers.

Business sale tax planning Retirement withdrawal strategies College savings (529s, UTMA, etc.) Cash flow / budgeting Wealth management Founder/Business Owner
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")