3rd Level Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,595,485
Total clients
15
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
15
Average account size
$106,366
About
3rd Level Wealth provides comprehensive financial planning, ongoing investment management, and project-based consulting to individual clients, including business owners and high-net-worth individuals. Services described in the brochure include multi-component financial planning (3rd Level Planning), managed accounts (3rd Level Investments), business consulting (3rd Level Consulting), and one-time planning projects; the firm’s principal also opened a separate tax-preparation business, 3rd Level Tax, on March 15, 2024.
The firm develops client-specific investment policies through personal discussions about goals, risk tolerance and prior investment history, and it monitors plans and accounts on an ongoing basis. It primarily practices passive investment management—constructing diversified, low-cost asset-class portfolios—while also using fundamental, technical/charting and cyclical analysis as part of its research and oversight.
A distinctive element disclosed in the brochure is that the principal is a licensed insurance agent and will recommend insurance when appropriate, reflecting the firm’s engagement in other financial product sales, which is uncommon for independent advisers. The combination of on-site tax-preparation activity and explicit business-exit consulting for owners also differentiates the firm by creating the capacity for more integrated tax, insurance, and business-transition advice than is typical among peers.
Client services
Financial planning
Portfolio management
Fee options
$100 upfront fee for 3rd Level Planning; $100-$10,000 upfront fee for 3rd Level Consulting; consulting fees range from $200 to $20,000 total
$0 - $1,000,000: 1.25% (3rd Level Planning) / 1.5% (3rd Level Investments) $1,000,000 - $3,000,000: 0.8% $3,000,000 - $10,000,000: 0.4% $10,000,000+: 0%
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Main office location
3rd Level Wealth
10 S. Main St., Suite 4
Hutchinson KS 67501, United States
Number of offices
1
Forms ADV
Quick links
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