3rd Level Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,000,000
Clients
28
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$71,429
About
3rd Level Wealth is a single-advisor independent registered investment adviser that provides discretionary asset management to individual clients and small business entities, with roughly $2 million in assets under management across about 28 client relationships. As part of its asset management service the firm may prepare or include a financial plan covering topics such as investments, taxes, estate planning and retirement income at no additional charge.
The firm follows a primarily passive investment approach grounded in Modern Portfolio Theory, constructing portfolios of low-cost index mutual funds and exchange-traded funds, applying strategic asset allocation, periodic rebalancing, and discretionary trading authority. Accounts are reviewed at least quarterly and the firm identifies opportunities such as tax-loss harvesting, and it requires clients to use its chosen custodian, Altruist.
Notable distinctions include an affiliated tax-preparation business (3 Level Tax, LLC) through which tax services may be offered to clients for separate compensation, a relationship the brochure discloses as a potential conflict of interest and mitigates by disclosure and client choice. The firm also states it does not vote client proxies and does not maintain professional liability insurance, details prospective clients may wish to consider relative to peer practices.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General estate planning guidance
Retirement income strategy
College savings (529s, UTMA, etc.)
Fee options
$0 - $1,000,000: 1.25% $1,000,000.01 - $3,000,000: 0.80% $3,000,000.01 - $10,000,000: 0.40% $10,000,000.01+: 0%
Account minimum: $100,000
Main office location
3rd Level Wealth
10 S. Main St., Suite 4
Hutchinson KS 67501, United States
Number of offices
1
Most active in
3rd Level Wealth has reported serving >5 clients in these states in the last 12 months.
Kansas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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