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3rd Level Analytics
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,324,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
5
20% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$864,800
About
3rd Level Analytics provides ongoing portfolio management and financial planning primarily for individual and high‑net‑worth clients and, according to its disclosures, also serves charitable organizations — a client type that is less common among independent advisers. The firm documents each client’s situation in a written Investment Policy Statement and advises across mutual funds, fixed income, real estate funds (including REITs), annuities, equities, ETFs and Treasury‑inflation‑protected securities.
The firm describes an investment process that uses fundamental and quantitative analysis alongside modern portfolio theory to construct long‑term portfolios and determine asset allocation, with risk tolerance and time horizon recorded in each client’s Investment Policy Statement. Services are delivered on a primarily non‑discretionary basis: the brochure states the firm does not have investment discretion, does not trade client accounts, and clients receive custodial account statements.
Notably, Item 4.E of the brochure reports $4,324,000 in non‑discretionary assets and $0 in discretionary assets, a profile that is uncommon among peers and indicates clients retain trading authority. The firm also emphasizes one‑time financial planning deliverables, limits its advice to a defined set of investment types, does not take custody, and does not accept performance‑based fees.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Real estate investing
Annuities
Social Security optimization
College savings (529s, UTMA, etc.)
Fee options
Fixed financial planning fees up to $500; ad hoc planning fees range from $75 to $500 depending on service
$0 - $1,000,000: 1.00% $1,000,001+: 0.75%
Fee-only: Financial planning fixed fees up to $500; ad hoc planning services ranging from $75 to $500 depending on service
Main office location
3rd Level Analytics
Chadds Ford PA, United States
Number of offices
1
Most active in
3rd Level Analytics has reported serving >5 clients in these states in the last 12 months.
Delaware · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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