3CM Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,000,000
Clients
73
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
73
Very HighAverage account size
$95,890
About
3CM Capital Management, LLC serves primarily individual clients with discretionary and non‑discretionary portfolio management, financial planning, financial consulting, and the selection of third‑party advisers. The firm also offers ongoing plan-management services and can direct clients to outside managers as part of tailored solutions.
The firm customizes advice to clients’ stated objectives and risk tolerances and uses a mix of analytical methods — including modern portfolio theory, charting and cyclical analysis — alongside a range of strategies from long‑term holdings to short‑term trading, option writing, futures and leveraged ETF exposures. It generally operates with discretionary authority, aggregates trades for execution through its custodian platform, and may recommend rollovers or transfers when appropriate.
Noteworthy distinctions for a small, single‑advisor practice include an affiliated, licensed insurance agent who may receive commission‑based compensation for insurance sales (a disclosed conflict of interest) and participation in educational conferences or seminars made available through its custodian relationship. The firm also recently added a formal service to select other advisers, and its use of derivatives and short‑term trading is broader than is typical among similarly sized peers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Advisory consulting
Expertise
Wealth management
Retirement income strategy
Fee options
Fixed fees for financial planning services typically range from $500 to $1,500.
$0 - $250,000: 1.20% $250,000 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.80% $5,000,000+: 0.60%
Insurance commissions earned by affiliated licensed insurance agent; commissions are separate and in addition to advisory fees.
Financial consulting services charged at $250 per hour, negotiable.
Account minimum: No minimum stated; however, there is a minimum annual fee of $180 ($15/month), which may cause accounts under $15,000 to have a higher effective fee percentage. The firm also reserves the right to terminate accounts it deems too small to manage effectively. Minimum fee: Minimum annual fee of $180 per account ($15 per month) for portfolio management services. Fee-only: Fixed fees for financial planning services typically range from $500 to $1,500; ongoing financial plan management billed at $99 per month.
Main office location
3CM Capital Management, LLC
North Canton OH, United States
Number of offices
1
Most active in
3CM Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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