38x Holdings Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$3,200,000
Total clients
17
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
17
Average account size
$188,235
About
38x Holdings Inc provides discretionary portfolio management primarily to high-net-worth individuals and charitable organizations and does not list services for non-high-net-worth individual clients despite stating there is no account minimum. The firm documents client objectives in individualized Investment Policy Statements and offers ongoing monitoring and reporting of client accounts.
The firm uses fundamental analysis and concentrates investment advice in equities and non-U.S. securities, implementing a mix of long-term positions alongside the use of short sales and margin transactions that carry elevated risk. It conducts trading under discretionary authority, requires written documentation of risk tolerance and time horizon, and delivers quarterly account reports to clients.
Distinctive for a small advisory firm with about $3.2 million in discretionary assets and a limited client base, 38x Holdings combines higher-risk trading techniques (shorting and leverage) with a policy of selecting a specific custodian (Interactive Brokers) for client accounts. The firm does not engage third-party subadvisers, discloses potential receipt of soft-dollar research from brokers, and states procedures aimed at equitable allocation of investment opportunities across client accounts.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
1.00% annually
Main office location
38x Holdings Inc
Miami FL, United States
Number of offices
2
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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