369 Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,869,704
Total clients
69
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
69
Average account size
$186,517
About
369 Financial provides investment supervisory services, wealth management, financial planning, and pension consulting to individuals, high‑net‑worth clients, businesses and pension plans. The firm reports managing roughly $12.9 million in client assets and offers both discretionary portfolio management and standalone financial‑planning engagements.
Investment decisions draw on a blend of fundamental, technical and charting analysis and typically include ETFs, institutional mutual‑fund share classes, individual investment‑grade bonds, and limited allocations to publicly traded cryptocurrencies executed via Interactive Brokers. Ongoing wealth‑management clients receive integrated financial planning supported by tools such as MoneyGuidePro and account aggregation, and client portfolios are reviewed at least quarterly.
Compared with many independent advisers, the firm provides institutional‑focused services — including pension plan consulting, selection and monitoring of plan investment vehicles, and participant education consistent with ERISA Section 404(c) — alongside its individual client work. The brochure also discloses several operational features that are less common among peers, such as a refundable initial consultation fee, the option of “accommodation” (non‑managed) accounts for custody consolidation, and explicit limits on cryptocurrency recommendations to regulated third‑party custodians.
Client services
Financial planning
Portfolio management
Pension consulting
General consulting services
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial planning fees typically range from $200 to $50,000 if contracted separately; Pension consulting fixed fees range from $1,500 to $80,000 with 25% retainer
$0 - $2,500,000: 1.75% $2,500,000.01 - $5,000,000: 0.4% $5,000,000.01+: Negotiable
Up to $500/hour for financial planning services if contracted separately
Account minimum: $5,000
Main office location
369 Financial LLC
9428 Baymeadows Rd, Suite 502
Jacksonville FL 32256, United States
Number of offices
3
Most active in
369 Financial LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Florida · Maryland · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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