364 Investing, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,153,000
Total clients
83
1% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
83
Average account size
$25,940
About
364 Investing provides ongoing portfolio management and financial planning to individual investors, high‑net‑worth individuals, and charitable organizations, documenting client goals and risk tolerances in written investment policy statements. The firm’s advice generally focuses on mutual funds, equities, and exchange‑traded funds, and it also offers financial planning engagement options.
The adviser seeks discretionary trading authority and implements portfolios using a mix of charting, fundamental and technical analysis, and modern portfolio theory to guide asset allocation. It actively employs options strategies — including selling covered calls and puts, particularly on leveraged ETF products — and may engage in short‑term trading, acknowledging the greater risks those techniques entail.
A notable distinction from most independent peers is the firm’s acceptance of performance‑based fee arrangements for qualified clients, with accompanying high‑water‑mark provisions and stated controls to address side‑by‑side conflicts. The firm also requires clients to use Schwab Institutional custody and leverages Schwab’s institutional services and research, and it does not rely on third‑party sub‑advisers for portfolio management.
Client services
Financial planning
Portfolio management
Fee options
Between $150 and $7,200 for financial planning
2.00% annually
$300 per hour
2.00% annual management fee plus 20.00% on capital appreciation for Qualified Clients
Account minimum: $2,500.00
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
364 Investing, LLC
Northport AL, United States
Number of offices
1
Forms ADV
Quick links
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