2nd Half Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
45
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$0
About
2nd Half Capital is an independent, single‑advisor registered investment adviser that offers discretionary asset management, financial planning, and retirement‑plan advisory services. The firm provides ERISA plan services for 401(k), 403(b), pension, cash‑balance and profit‑sharing plans and can act in either a 3(21) or 3(38) capacity.
The firm’s investment process is goal‑ and risk‑based and uses fundamental, cyclical and technical analysis to develop customized asset allocations and ongoing portfolio monitoring. When appropriate it recommends and monitors third‑party managers, delivers financial plans, and provides participant education and investment policy support for plan sponsors.
What is distinctive about the firm is its focus on institutional retirement plans and pension consulting alongside individual wealth services, plus formal referral arrangements with third‑party managers that include ongoing fee‑sharing. The principal is also a licensed insurance agent who devotes roughly 40% of his time to insurance activities and may receive commissions, and the firm reported zero assets under management as of December 31, 2025 while maintaining a $150,000 account minimum.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Retirement income strategy
Income planning
General retirement planning
Occupation focus
Founder/Business Owner
Executive
Fee options
Financial planning fees $1,000 to $2,000 fixed fee
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.90% annually $1,000,001 - $1,500,000: 0.80% annually $1,500,001+: 0.75% annually
Account minimum: $150,000 Minimum fee: Financial planning fixed fees between $1,000 and $2,000 depending on plan complexity
Main office location
2nd Half Capital, LLC
5755 North Point Parkway, Suite 282
Alpharetta GA 30022, United States
Number of offices
1
Most active in
2nd Half Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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