1522 Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$44,088,965
Total clients
25
40% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
25
Average account size
$1,763,559
About
1522 Financial, LLC is a small, state‑registered advisory firm managing roughly $44.1 million on behalf of about 25 clients and primarily serves individual investors, including high‑net‑worth households, as well as retirement plan sponsors. The firm offers discretionary and non‑discretionary investment management, comprehensive financial planning, and retirement plan consulting services, including both 3(21) and 3(38) fiduciary roles.
The firm describes a goals‑based, fundamental investment process that uses mean‑variance optimization to construct diversified portfolios across individual equities and bonds, mutual funds, ETFs, closed‑end and interval funds, and other instruments. Portfolios combine active and passive strategies (with an expressed preference for passive for cost and tax efficiency), are guided by a written Investment Policy Statement, and are monitored and rebalanced periodically; the brochure also states the firm does not advise on direct cryptocurrency investments.
Compared with many peers, 1522 Financial offers institutional retirement plan services with discretionary 3(38) authority and has partnered with a third‑party administrator to hold plan assets, a level of plan fiduciary involvement that is less common for a firm of this size. The brochure also discloses that the firm’s principal occasionally speaks at industry events and may receive non‑monetary benefits (for example, complimentary attendance or travel reimbursement), and the firm’s marketing has included the use of endorsements — a practice that is uncommon among similarly supported firms.
Client services
Financial planning
Portfolio management
Pension consulting
Fee options
Financial planning fixed fees range from $1,000 to $15,000; minimums: $1,000 for project-based plans, $3,500 for comprehensive plans
$0 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.60% $3,000,000 - $5,000,000: 0.50% $5,000,000 - $10,000,000: 0.40% $10,000,000+: 0.30%
$250/hour for financial planning services
Minimum fee: $7,500 per year minimum fee for Investment Management services (can be reduced or waived)
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
1522 Financial
2250 E. 73 Rd Street, Suite 415
Tulsa OK 74136, United States
Number of offices
1
Forms ADV
Quick links
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