1492 Capital Management, LLC logo

1492 Capital Management, LLC

Updated today

Client assets under management

$157,522,486

Clients

85

87% high-net worth

Advisors

3

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

28

Low

Average account size

$1,853,206

About

1492 Capital Management provides discretionary small‑cap equity portfolio management, wealth management and financial planning services to individuals (including high‑net‑worth clients), corporations, foundations, trusts and other separate accounts. The firm also delivers model portfolios to program sponsors and third parties and reported approximately $274.6 million in discretionary assets as of December 31, 2025.

Investment decisions are driven by a bottom‑up, thematic approach built on fundamental company research and numerous face‑to‑face management meetings; themes can comprise a sizable share of portfolios (up to about 60% in the Small Cap Growth strategy and up to about 40% in the Small Cap Value strategy). 1492 overlays this research with supplemental technical analysis, manages accounts on a discretionary, model‑driven basis, and reviews and rebalances portfolios at least quarterly.

The brochure discloses that the firm publishes model performance against Russell benchmarks, may offer performance‑based fee arrangements, and has data‑licensing arrangements that can include quality fees tied to model performance—conflicts the firm says it mitigates through delivery rotation and related policies. 1492 also participates in wrap‑fee programs and provides models to program sponsors, and uses derivatives such as options and futures in its separately managed strategies, which it identifies as adding specific risks addressed in its disclosures.

Client services

Financial planning Portfolio management Model portfolio delivery

Expertise

Wealth management Passive / index investing Options & derivatives strategies Active portfolio management

Fee options

Fixed

Financial planning consulting services may be charged as a fixed fee based on scope and complexity

Percentage

$0 - $25 million: 1.00% $25 million - $50 million: 0.90% $50 million+: 0.80%

Project-based

Minimum hourly fee for financial planning consulting services is $200/hour

Performance-based

Performance-based fees may be available upon request, calculated monthly and billed quarterly in arrears

Main office location

1492 Capital Management, LLC

111 East Wisconsin Avenue, Suite 1300

Milwaukee WI 53202, United States

Number of offices

1

Most active in

Pennsylvania · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Timothy S

Series 63

Milwaukee, WI

1492 Capital Management, LLC

Timothy Stracka is a financial advisor at 1492 Capital Management, LLC with 40 years of industry experience. He holds a Series 63 designation and has worked at 1492 Capital Management since 2008 and North Capital Private Securities since 2017. Outside of his advisory work, he is involved with the Stracka Family Farm Trust, which manages conservation land, and serves as a town supervisor in Mineral Point, Wisconsin. 1492 Capital Management specializes in small-cap equity portfolio management, serving individuals, high-net-worth clients, pension and nonprofit accounts, and corporate clients. The firm uses a bottom-up, theme-based investment approach focused on small-cap companies and offers a range of distinct model strategies, including tactical hedging options.

Wealth management Passive / index investing Options & derivatives strategies Active portfolio management
user avatar

Joseph F

CFA®, Series 63

Milwaukee, WI

1492 Capital Management, LLC

Joseph Frohna is a CFA® charterholder with 24 years of industry experience. He has been with 1492 Capital Management, LLC since 2008, where he is part of a five-advisor team. The firm specializes in small-cap equity and offers discretionary portfolio management, wealth management, and financial planning consulting to a diverse client base including individuals, high-net-worth clients, pension and nonprofit accounts, and corporate clients. 1492 Capital Management employs a bottom-up, theme-based investment process with a range of small-cap growth, value, and core alpha strategies, as well as a dynamic hedge strategy using derivatives to adjust equity exposure.

Wealth management Passive / index investing Options & derivatives strategies Active portfolio management
user avatar

Adam F

CFA®, Series 63

Milwaukee, WI

1492 Capital Management, LLC

Adam France is a CFA® charterholder with 16 years of industry experience. He has been with 1492 Capital Management, LLC since 2009. The firm is a small-cap equity specialist that offers discretionary portfolio management, wealth management, and financial planning consulting to individuals, high-net-worth clients, pension and nonprofit accounts, and corporate clients. 1492 Capital Management employs a bottom-up, theme-based investment process and provides transparency through model and performance information, along with the use of tactical hedging strategies in its portfolios.

Wealth management Passive / index investing Options & derivatives strategies Active portfolio management
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