10 West Advisors, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,000,000
Total clients
16
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
16
Average account size
$625,000
About
The firm provides discretionary investment management to a mix of clients including high-net-worth individuals, trusts, estates, pension and profit-sharing plans, non-profit organizations, and business entities, and does not generally serve non-high-net-worth retail clients. Client relationships are governed by written engagement agreements and the firm delivers regular account reviews and reporting.
Its investment approach is bottom-up, value-oriented fundamental analysis focused on structural inefficiencies and special situations such as small and distressed opportunities, with exposure possible to equities, corporate debt, preferred securities and options. Portfolios are managed on a discretionary basis with position-level risk controls, and the firm executes trades and maintains custody through an electronic broker‑custodian while offering performance-based fee arrangements to qualified clients.
What is distinctive about the firm is its emphasis on niche, less-liquid opportunities and its practice of providing and advertising historical performance results to prospective clients — a disclosure approach that is uncommon among peers. The firm’s investment pedigree, drawn from prior experience operating a special‑situations investment vehicle and equity research, is reflected in its concentrated strategy and relatively small number of client relationships and assets under management.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Up to 2.00% annually, billed monthly in arrears
20% annual performance fee on capital appreciation for certain qualified clients, subject to a high water mark and specific negotiations
Main office location
10 West Advisors, Inc.
145 S Fairfax Ave, Suite 200
Los Angeles CA 90036, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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