Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,221,025,646
Total clients
418
29% high-net worth
Total advisors
5
of 10 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
84
Average account size
$2,921,114
Wellspring Financial Partners provides discretionary and non-discretionary investment management, written financial planning, and retirement plan advisory services to individuals, ERISA plans, trusts, estates, and corporations. The firm delivers ongoing portfolio management and separate financial planning or consulting engagements, with services tailored to each client’s financial status, objectives, and risk tolerance.
The firm follows a strategic asset allocation framework that emphasizes diversified exposure across asset classes using primarily mutual funds and ETFs, a tendency toward passive strategies, and risk minimization through broad diversification and investment‑grade fixed income. Wellspring operates with discretionary trading authority for managed accounts, uses model portfolios overseen by an investment committee, and relies on Charles Schwab for custody and Advyzon for performance reporting.
What is notable in the brochure is the scale of assets relative to its advisor team: the firm reports about $1.22 billion in assets under management with five advisors (roughly $244 million per advisor), and it documents specialized retirement‑plan services including ERISA-focused oversight, annual benchmarking, and employee education. The brochure also emphasizes the firm’s fee-only fiduciary stance, directs clients to independent sources for firm information and performance reports (SEC adviserinfo and Advyzon), and discloses that it does not provide cash or non‑cash compensation for testimonials or endorsements.
Fixed fees up to $320 for financial planning; $0 to $5,000/year for employee financial wellness training.
$0 - $1,500,000: 0.99% annually $1,500,000.01 - $2,500,000: 0.85% annually $2,500,000.01 - $3,500,000: 0.60% annually $3,500,000.01 - $5,000,000: 0.40% annually $5,000,000.01+: 0.25% annually
$300 per hour for consulting and financial planning services beyond standard offerings.
Fee-only: Fee-only investment advisory services; no commissions accepted.
Wellspring Financial Partners
4703 E. Camp Lowell Drive, Suite 135
Tucson AZ 85712, United States
Number of offices
2
Arizona · California · Colorado · Louisiana · Massachusetts · Minnesota · North Carolina · Texas · Utah · Virginia · Washington · Wisconsin
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 65
Tucson, AZ
Wellspring Financial Partners
Series 65
Tucson, AZ
Wellspring Financial Partners
Series 65
San Ramon, CA
Wellspring Financial Partners
CFP®, ChFC®, Series 66
North Salt Lake, UT
Wellspring Financial Partners
Series 63, Series 65
Tucson, AZ
Wellspring Financial Partners
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