Tuliptree Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,982,110
Total clients
13
31% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
13
Average account size
$844,778
About
Tuliptree Advisors is a small, fee‑only independent investment adviser that serves individual investors as well as institutional clients, including pension and profit‑sharing plans, charitable organizations, corporations, trusts, and estates. The firm offers discretionary and non‑discretionary investment management, project‑based financial planning, retirement plan consulting and management, business funding consulting, educational seminars, and non‑advisory property management and real‑estate investing advice.
The firm builds personalized investment policies through client discussions and implements classic asset‑allocation frameworks using both active and passive management. It employs a mix of fundamental, technical, quantitative and modern portfolio theory analyses and may incorporate ESG screens, options strategies (including covered calls), tactical allocation, and long‑term buy‑and‑hold approaches while accommodating client‑imposed restrictions and tax considerations.
Compared with many solo independent advisers, Tuliptree’s practice is notable for providing ERISA retirement plan management as an investment manager for institutional clients and maintaining a formal seminar/speaking program; it also uses third‑party referral and endorsement platforms (including Zoe Financial, Finsie, SmartAsset) and independent solicitors to source clients. The firm’s principal brings an institutional, private‑equity and academic background, and the firm’s service mix — including business funding consulting and direct real‑estate investment involvement — expands its advisory scope beyond what is typical for a single‑advisor practice.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Business funding consulting
Expertise
Business succession planning
Retirement income strategy
Stock option exercise strategy
Real estate investing
Occupation focus
Founder/Business Owner
Fee options
Fixed fees ranging from $5,000 to $15,000 for financial planning; $5,000 flat fee up to $500,000 AUM for investment management and retirement plan consulting; $5,000 upfront fee possible for business funding consulting; $5,000 to $25,000 per educational seminar
$0 - $500,000: $5,000 flat fee $500,001 - $1,000,000: 1.15% $1,000,001 - $2,500,000: 1.00% $2,500,001 - $5,000,000: 0.75% $5,000,001+: Negotiable
Up to $1,000 per hour for Investment Adviser Representatives; $500 per hour for Support Staff
Minimum fee: $5,000 flat fee for investment management and retirement plan services up to $500,000 AUM/AUA Fee-only: Yes, fee-only compensation from clients only (no commissions or other compensation)
Main office location
Tuliptree Advisors
Rye NY, United States
Number of offices
1
Most active in
Tuliptree Advisors has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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