Smallwood Financial Group LLC

Kevin Smallwood is the principal of Smallwood Financial Group LLC and holds a Series 66 designation with 21 years of industry experience. He previously worked at Western International Securities, Inc. for 13 years before founding his current firm in 2020. Outside of advisory services, he consults on payroll and human resources cloud-based solutions through a separate business. Smallwood Financial Group LLC provides non-discretionary investment advisory services exclusively to pension and profit-sharing plans, focusing on mutual fund selection and monitoring. The firm acts in an advisory capacity, delivering fund analysis and recommendations while clients retain execution and custody responsibilities.

Luis Portilla is an investment advisor at Smallwood Financial Group LLC with four years of industry experience. He holds a Series 65 designation and has previously worked at L2 Energy Capital and BNY Mellon. Smallwood Financial Group LLC provides non-discretionary investment advisory services to pension and profit-sharing plans, focusing on the selection and monitoring of mutual funds and other plan investment options. The firm delivers fund analysis and formal recommendations to plan sponsors while clients retain execution and custody responsibilities.