S Conway Consulting, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$16,084,234
Total clients
47
23% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
47
Average account size
$342,218
About
The firm serves individual clients across a range of net worths and also provides advisory services to small businesses, non-profits, and endowments. Its work centers on household financial planning—about 75% of engagements are comprehensive financial plans—and on fee-only investment advice and discretionary portfolio management.
The firm's investment approach is long-term, diversified, and largely buy-and-hold, emphasizing low-cost, index-based investments and periodic rebalancing; it uses model portfolios and requires a mutually agreed Investment Policy Statement for managed accounts. While the firm typically invests in ETFs, mutual funds, equity and fixed income securities, it may also employ derivatives in separately managed accounts to implement tactical or risk-management objectives.
Noteworthy attributes include its solo-advisor structure—a single CFP practitioner who also performs compliance and supervision—managing roughly $16 million for a compact client base, and an explicit focus on coordinating personal and small-business finances for owners. The firm requires discretionary authority for portfolio management and generally requires managed accounts to be custodied at Charles Schwab, practices that are not universal among similar independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Passive / index investing
College savings (529s, UTMA, etc.)
Business ownership considerations
Occupation focus
Founder/Business Owner
Fee options
Financial planning flat fees typically $2,400; complex estates $5,000-$10,000 or more.
$0 - $5 Million: 0.75% >$5 Million+: 0.25%
$300 per hour, billed in fifteen-minute increments.
Fee-only: Flat fees for financial planning; hourly fees; tiered percentage of AUM for portfolio management.
Main office location
S Conway Consulting, LLC
Ithaca NY, United States
Number of offices
1
Most active in
S Conway Consulting, LLC has reported serving >5 clients in these states in the last 12 months.
California · Indiana · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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