Goldberg Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$120,324,284
Total clients
57
68% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
57
Average account size
$2,110,952
About
Goldberg Financial Advisors is an independent, solo-registered investment adviser that provides comprehensive portfolio management, financial planning, and retirement plan consulting to individuals, trusts, charitable organizations and business clients. The firm reports managing about $120 million for roughly 57 clients and generally requires minimum account sizes for its discretionary management and retirement‑plan engagements.
The firm delivers individualized, discretionary advice with periodic (at least quarterly) reviews and uses a mix of long‑term, short‑term and trading strategies while maintaining client cash in conservative short‑term instruments. Its brochure discloses the use of options and other derivatives in separately managed accounts and describes the risks and monitoring practices associated with those strategies.
Compared with many peer solo advisers, Goldberg’s engagement with charitable organizations and ongoing retirement‑plan and pension consulting (including acknowledgment of ERISA fiduciary roles) is atypical, as is the explicit use of derivatives in client accounts; the firm also participates in its custodian’s institutional program for research and trade execution. The brochure further discloses that the firm’s principal holds a Chartered Financial Analyst designation and that he performs non‑advisory corporate consulting work on a part‑time basis.
Client services
Expertise
Fee options
Retirement Plan Consulting flat fees ranging from $5,000 to $100,000 per year
1.0% annually on any assets under management
Financial planning and consulting services at $500/hour; Retirement Plan Consulting up to $750/hour
Account minimum: $500,000 Fee-only: Financial planning and consulting services charged at $500 per hour
Main office location
Goldberg Financial Advisors, LLC
222 Pacific Coast Highway, 10 Th Floor
El Segundo CA 90245, United States
Number of offices
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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