Fitzgerald Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$16,456,341
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
The firm is a small, discretionary investment manager that provides investment management services to individuals and high net worth individuals, focusing on directly managed accounts rather than wrap programs. Although many firms in this category primarily serve pooled or institutional mandates, this firm explicitly targets individual and high-net-worth clients with tailored fixed-income strategies.
The firm’s investment approach centers on fixed-income allocation and bond-ladder portfolios designed to meet clients’ liquidity needs, with portfolios constructed against an Investment Policy Statement and monitored on a regular basis. It uses internal research supplemented by third-party sources and may include U.S. government and agency securities, corporate and municipal bonds, short-term instruments, and select equities as part of portfolio construction and risk management.
Distinctive features include a small operating footprint with a single main portfolio decision-maker and a relatively modest asset base, which can lead to more concentrated oversight of client portfolios. The firm maintains an institutional relationship with a major custodian that provides platform services and economic benefits to the adviser and discloses potential conflicts from that relationship; it is fee-only, does not accept custody of client assets beyond fee deduction authority, and has a Code of Ethics and personal trading policies to mitigate conflicts.
Client services
Portfolio management
Fee options
0.35% annually
Fee-only: Fee-only advisory firm, compensated solely by the Client; no commissions received
Most active in
Fitzgerald Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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